QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
(State or other jurisdiction of |
(I.R.S. Employer | |
incorporation or organization) |
Identification No.) |
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered | ||
N/A |
N/A |
N/A |
Large accelerated filer | ☐ | Accelerated filer | ☐ | |||
☒ | Smaller reporting company | |||||
Emerging growth company |
3 | ||||
3 | ||||
7 | ||||
9 | ||||
9 | ||||
11 | ||||
11 | ||||
11 | ||||
11 | ||||
11 | ||||
11 | ||||
11 | ||||
11 | ||||
12 |
Three Months Ended September 30 |
Nine Months Ended September 30 |
|||||||||||||||
2022 |
2021 |
2022 |
2021 |
|||||||||||||
Receipts from EMI |
$ | $ | $ | |
$ | |||||||||||
Undistributed Cash at Beginning of Period |
(1) |
|||||||||||||||
Disbursements — Administrative Expenses |
( |
) (1) |
( |
) | ( |
) | ( |
) | ||||||||
Balance Available for Distribution |
||||||||||||||||
Cash Distributions to Unit Holders |
( |
) |
( |
) |
( |
) |
( |
) | ||||||||
Undistributed Cash at End of period |
$ |
$ |
$ |
$ |
||||||||||||
Cash Distribution per Unit (based on |
$ |
$ |
$ |
$ |
||||||||||||
(1) | Includes amounts reserved for administrative expenses in the aggregate amount of $ |
Three Months Ended September 30 |
Nine Months Ended September 30 |
|||||||||||||||
2022 |
2021 |
2022 |
2021 |
|||||||||||||
Corporate Trustee Fees and Expenses |
$ | $ | $ | $ | ||||||||||||
Individual Trustee Fees and Expenses |
||||||||||||||||
Transfer Agent and Registrar (1) |
||||||||||||||||
Total |
$ |
(2) |
$ |
$ |
$ |
|||||||||||
(1) | These services are performed by the Corporate Trustee. |
(2) | Includes amounts reserved for the Corporate Trustee in the aggregate amount of $ |
Quarterly Payment Period |
Amount of Deficiency |
|||
March 31, 2016 |
$ | 79,889 | ||
September 30, 2016 |
37,529 | |||
March 31, 2017 |
85,359 | |||
September 30, 2017 |
41,557 | |||
March 31, 2018 |
98,901 | |||
September 30, 2018 |
75,712 | |||
March 31, 2019 |
71,489 | |||
June 30, 2019 |
41,786 | |||
September 30, 2019 |
68,571 | |||
December 31, 2019 |
42,572 | |||
March 31, 2020 |
40,025 | |||
June 30, 2020 |
15,557 | |||
September 30, 2020 |
40,085 | |||
March 31, 2021 |
42,742 | |||
June 30, 2021 |
43,148 | |||
September 30, 2021 |
38,846 | |||
December 31, 2021 |
38,112 | |||
March 31, 2022 |
0 | |||
June 30, 2022 |
70,709 | |||
September 30, 2022 |
83,438 | |||
|
|
|||
Total |
$ | 1,056,027 | ||
|
|
ITEM 1. | LEGAL PROCEEDINGS |
ITEM 1A. | RISK FACTORS |
ITEM 2. | UNREGISTERED SALE OF EQUITY SECURITIES AND USE OF PROCEEDS |
ITEM 3. | DEFAULT UPON SENIOR SECURITIES |
ITEM 4. | MINE SAFETY DISCLOSURES |
ITEM 5. | OTHER INFORMATION |
ITEM 6. | EXHIBITS |
Exhibit No. |
Description | |
31.1 | Certification by the Chief Financial Individual providing accounting services pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith) | |
31.2 | Certification by the trust officer of the Corporate Trustee pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith) | |
32.1* | Certification by the Chief Financial Individual providing accounting services pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith) | |
32.2* | Certification by the trust officer for the Corporate Trustee Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith) | |
10 1.INS |
Inline XBRL Instance Document | |
101.SCH |
Inline XBRL Schema Document | |
101.CAL |
Inline XBRL Calculation Linkbase Documents | |
101.DEF |
Inline XBRL Taxonomy Extension Definition Linkbase Document. | |
101.LAB |
Inline XBRL Labels Linkbase Documents | |
101.PRE |
Inline XBRL Presentation Linkbase Documents |
104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) |
* | Furnished, not filed |
November 14, 2022 | Mills Music Trust | |||||
(Registrant) | ||||||
By: | /s/ Garfield Barrett | |||||
Garfield Barrett | ||||||
Trust Officer of the Corporate Trustee | ||||||
HSBC Bank USA, NA |