Company Quick10K Filing
Oportun Financial Corporation
10-K 2020-12-31 Filed 2021-02-23
10-Q 2020-09-30 Filed 2020-11-12
10-Q 2020-06-30 Filed 2020-08-07
10-Q 2020-03-31 Filed 2020-05-15
10-K 2019-12-31 Filed 2020-02-28
10-Q 2019-09-30 Filed 2019-11-13
S-1 2019-07-17 Public Filing
8-K 2020-11-23
8-K 2020-11-10
8-K 2020-10-30
8-K 2020-09-14
8-K 2020-08-06
8-K 2020-07-28
8-K 2020-07-08
8-K 2020-06-03
8-K 2020-05-22
8-K 2020-05-14
8-K 2020-04-02
8-K 2020-03-09
8-K 2020-02-27
8-K 2019-11-12

OPRT 8K Current Report

Item 1.02. Termination of A Material Definitive Agreement
Item 9.01. Financial Statements and Exhibits

Oportun Financial Corporation Report 2020-03-09

0001538716 0001538716 2020-03-09 2020-03-09

Washington, D.C. 20549

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

March 9, 2020
Date of Report (date of earliest event reported)

(Exact Name of Registrant as Specified in its Charter)
Commission File Number 001-12345
State or Other Jurisdiction of
Incorporation or Organization
I.R.S. Employer Identification No.
2 Circle Star Way
San Carlos,
Address of Principal Executive Offices
Zip Code
(650) 810-8823
Registrant’s Telephone Number, Including Area Code

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.0001 par value per share
Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 1.02. Termination of a Material Definitive Agreement

On March 9, 2020 (the "Redemption Date"), Oportun Funding VI, LLC, as issuer (the "Issuer"), a wholly-owned subsidiary of the Company, completed the redemption (the "Redemption") of the Notes of Series 2017-A (the "Notes"). The Notes were issued pursuant to the Base Indenture dated as of June 8, 2017 (the "Base Indenture") entered into between the Issuer and Wilmington Trust, National Association, as trustee (the "Trustee"), as supplemented by the Series 2017-A Supplement to the Base Indenture, dated as of June 8, 2017 (the "Series Supplement"). The Issuer paid a redemption price of $160.0 million (the "Redemption Price") to the Trustee, plus the accrued and unpaid interest to, but not including, the date of the redemption, which is the amount sufficient to fund the Redemption and to satisfy and discharge the Issuer's obligations under the Notes and the Base Indenture.

Item 9.01. Financial Statements and Exhibits

(d) Exhibits
Exhibit Number
Cover Page Interactive Data File embedded within the Inline XBRL document


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

March 9, 2020
/s/ Jonathan Coblentz
Jonathan Coblentz
Chief Financial Officer and Chief Administrative Officer
(Principal Financial and Accounting Officer)