Company Quick10K Filing
UBS
20-F 2019-12-31 Filed 2020-03-03
20-F 2018-12-31 Filed 2019-03-15
20-F 2017-12-31 Filed 2018-03-09
20-F 2016-12-31 Filed 2017-03-10
20-F 2015-12-31 Filed 2016-03-18
20-F 2014-12-31 Filed 2015-03-13

UBS 20F Annual Report

Item 17 O Item 18 O
Item 4. Information on The Company
Item 4.B.2. Geographic Breakdown of Revenues
Item 10. Additional Information.
Item 19. Exhibits.
Note 1 Summary of Significant Accounting Policies
Note 2A Segment Reporting
Note 2B Segment Reporting By Geographic Location
Note 3 Net Interest Income and Other Net Income From Fair Value Changes on Financial Instruments
Note 4 Net Fee and Commission Income1
Note 5 Other Income
Note 6 Personnel Expenses
Note 7 General and Administrative Expenses
Note 8 Income Taxes
Note 9 Earnings per Share (Eps) and Shares Outstanding
Note 10 Financial Assets At Amortized Cost and Other Positions in Scope of Expected Credit Loss Measurement
Note 11 Derivative Instruments
Note 12 Financial Assets and Liabilities At Fair Value Held for Trading
Note 13 Financial Assets At Fair Value Not Held for Trading
Note 14 Financial Assets Measured At Fair Value Through Other Comprehensive Income
Note 15 Property, Equipment and Software
Note 16 Goodwill and Intangible Assets
Note 17 Other Assets
Note 19 Debt Issued Designated At Fair Value
Note 20 Debt Issued Measured At Amortized Cost
Note 21 Provisions and Contingent Liabilities
Note 22 Other Liabilities
Note 23 Expected Credit Loss Measurement
Note 24 Fair Value Measurement
Note 25 Offsetting Financial Assets and Financial Liabilities
Note 26 Restricted and Transferred Financial Assets
Note 27 Maturity Analysis of Financial Liabilities
Note 28 Hedge Accounting
Note 29 Pension and Other Post-Employment Benefit Plans
Note 30 Employee Benefits: Variable Compensation
Note 31 Interests in Subsidiaries and Other Entities
Note 32 Changes in Organization and Acquisitions and Disposals of Subsidiaries and Businesses
Note 33 Operating Leases and Finance Leases
Note 34 Guarantees, Commitments and Forward Starting Transactions
Note 35 Related Parties
Note 36 Invested Assets and Net New Money
Note 37 Currency Translation Rates
Note 38 Events After The Reporting Period
Note 39 Main Differences Between Ifrs and Swiss Gaap
Note 1 Summary of Significant Accounting Policies
Note 2A Segment Reporting
Note 2B Segment Reporting By Geographic Location
Note 3 Net Interest Income and Other Net Income From Fair Value Changes on Financial Instruments
Note 4 Net Fee and Commission Income1
Note 5 Other Income
Note 6 Personnel Expenses
Note 7 General and Administrative Expenses
Note 8 Income Taxes
Note 9 Earnings per Share (Eps) and Shares Outstanding
Note 10 Financial Assets At Amortized Cost and Other Positions in Scope of Expected Credit Loss Measurement
Note 11 Derivative Instruments
Note 12 Financial Assets and Liabilities At Fair Value Held for Trading
Note 13 Financial Assets At Fair Value Not Held for Trading
Note 14 Financial Assets Measured At Fair Value Through Other Comprehensive Income
Note 15 Property, Equipment and Software
Note 16 Goodwill and Intangible Assets
Note 17 Other Assets
Note 18 Amounts Due To Banks, Customer Deposits, and Funding From Ubs Group Ag and Its Subsidiaries
Note 19 Debt Issued Designated At Fair Value
Note 20 Debt Issued Measured At Amortized Cost
Note 21 Provisions and Contingent Liabilities
Note 22 Other Liabilities
Note 23 Expected Credit Loss Measurement
Note 24 Fair Value Measurement
Note 25 Offsetting Financial Assets and Financial Liabilities
Note 26 Restricted and Transferred Financial Assets
Note 27 Maturity Analysis of Financial Liabilities
Note 28 Hedge Accounting
Note 29 Pension and Other Post-Employment Benefit Plans
Note 30 Employee Benefits: Variable Compensation
Note 31 Interests in Subsidiaries and Other Entities
Note 32 Changes in Organization and Acquisitions and Disposals of Subsidiaries and Businesses
Note 33 Operating Leases and Finance Leases
Note 34 Guarantees, Commitments and Forward Starting Transactions
Note 35 Related Parties
Note 36 Invested Assets and Net New Money
Note 37 Currency Translation Rates
Note 38 Events After The Reporting Period
Note 39 Main Differences Between Ifrs and Swiss Gaap
Note 40 Supplemental Guarantor Information Required Under Sec Regulations
EX-1 exhibit0101.htm
EX-1 exhibit0102.htm
EX-4 exhibit0417.htm
EX-4 exhibit0418.htm
EX-4 exhibit0419.htm
EX-12 exhibit1200.htm
EX-13 exhibit1300.htm
EX-15 exhibit1510.htm
EX-15 exhibit1520.htm

UBS Earnings 2018-12-31

Balance SheetIncome StatementCash Flow

20-F 1 ar1820f.htm 20F

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 

Washington, D.C. 20549  

FORM 20-F  

(Mark One)

 

 

 

 

REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

OR

 

 

 

 

ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 31, 2018

OR

 

 

 

 

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from            to                .

OR

 

 

 

 

SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

UBS Group AG

Commission file number: 1-36764

UBS AG  

Commission file number: 1-15060  

 (Exact Name of Registrants as Specified in Their Respective Charters)

Switzerland
(Jurisdiction of Incorporation or Organization)

 

UBS Group AG

Bahnhofstrasse 45, CH-8001 Zurich, Switzerland

(Address of Principal Executive Office)


UBS AG

Bahnhofstrasse 45, CH-8001 Zurich, Switzerland and

Aeschenvorstadt 1, CH-4051 Basel, Switzerland
(Address of Principal Executive Offices)

David Kelly
600 Washington Boulevard

Stamford, CT  06901

Telephone: (203) 719-3000

(Name, Telephone, E-mail and/or Facsimile number and Address of Company Contact Person)

 

Securities registered or to be registered pursuant to Section 12(b) of the Act:
Please see page 4-5.

Securities registered or to be registered pursuant to Section 12(g) of the Act:
Please see page 5.

Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act:
Please see page 5.

1 


 

Indicate the number of outstanding shares of each of each issuer’s classes of capital or common stock as of 31 December 2018:

 

UBS Group AG

Ordinary shares, par value CHF 0.10 per share:

3,855,634,749 ordinary shares

(including 166,204,274 treasury shares)

UBS AG

Ordinary shares, par value CHF 0.10 per share: 3,858,408,466 ordinary shares

(none of which are treasury shares)

 

 

 

 

Indicate by check mark if the registrants are well-known seasoned issuers, as defined in Rule 405 of the Securities Act.

 

UBS Group AG

Yes

 

No ☑ 

 

 

 

 


UBS AG

Yes ☐

 

No ☑ 

 

 

 

 

 

 

 

 

 

2


 

If this report is an annual or transition report, indicate by check mark if the registrants are not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.

 

 

 

Yes  

 

No ☑ 

Note — Checking the box above will not relieve any registrant required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 from their obligations under those Sections.

 

Indicate by check mark whether the Registrants (1) have filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrants were required to file such reports) and (2) have been subject to such filing requirements for the past 90 days.

 

 

 

Yes ☑   

 

No

 

Indicate by check mark whether the registrants have submitted electronically and posted on their corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrants were required to submit and post such files).

 

Yes  ☑   

 

No

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer or an emerging growth company. See definition of “accelerated filer and large accelerated filer” and “emerging growth company” in Rule 12b-2 of the Exchange Act.  (Check One):

 

 

UBS Group AG