Company Quick10K Filing
Gain Capital
10-Q 2020-03-31 Filed 2020-05-13
10-K 2019-12-31 Filed 2020-03-16
10-Q 2019-09-30 Filed 2019-11-08
10-Q 2019-06-30 Filed 2019-08-08
10-Q 2019-03-31 Filed 2019-05-10
10-K 2018-12-31 Filed 2019-03-11
10-Q 2018-09-30 Filed 2018-11-06
10-Q 2018-06-30 Filed 2018-08-09
10-Q 2018-03-31 Filed 2018-05-09
10-K 2017-12-31 Filed 2018-03-14
10-Q 2017-09-30 Filed 2017-11-08
10-Q 2017-06-30 Filed 2017-08-08
10-Q 2017-03-31 Filed 2017-05-10
10-K 2016-12-31 Filed 2017-03-15
10-Q 2016-09-30 Filed 2016-11-08
10-Q 2016-06-30 Filed 2016-08-09
10-Q 2016-03-31 Filed 2016-05-09
10-K 2015-12-31 Filed 2016-03-17
10-Q 2015-09-30 Filed 2015-11-09
10-Q 2015-06-30 Filed 2015-08-10
10-Q 2015-03-31 Filed 2015-05-11
10-K 2014-12-31 Filed 2015-03-16
10-Q 2014-09-30 Filed 2014-11-10
10-Q 2014-06-30 Filed 2014-08-11
10-Q 2014-03-31 Filed 2014-05-12
10-K 2013-12-31 Filed 2014-03-17
10-Q 2013-09-30 Filed 2013-11-12
10-Q 2013-06-30 Filed 2013-08-08
10-Q 2013-03-31 Filed 2013-05-10
10-K 2012-12-31 Filed 2013-03-18
10-Q 2012-09-30 Filed 2012-11-09
10-Q 2012-06-30 Filed 2012-08-09
10-Q 2012-03-31 Filed 2012-05-10
10-K 2011-12-31 Filed 2012-03-15
10-Q 2011-09-30 Filed 2011-11-10
10-Q 2011-06-30 Filed 2011-08-05
10-Q 2011-03-31 Filed 2011-05-16
10-K 2010-12-31 Filed 2011-03-30
8-K 2020-05-08 Earnings, Regulation FD, Other Events
8-K 2020-05-08 Regulation FD, Exhibits
8-K 2020-04-23 Earnings, Regulation FD, Other Events, Exhibits
8-K 2020-04-10 Regulation FD, Exhibits
8-K 2020-04-10 Earnings
8-K 2020-03-09 Regulation FD, Exhibits
8-K 2020-02-27 Earnings, Regulation FD, Other Events, Exhibits
8-K 2020-02-27 Enter Agreement, Shareholder Rights, Exhibits
8-K 2020-02-10 Regulation FD, Exhibits
8-K 2020-01-13 Earnings, Exhibits
8-K 2020-01-02 Leave Agreement
8-K 2019-12-10 Regulation FD, Exhibits
8-K 2019-11-11 Regulation FD, Exhibits
8-K 2019-10-25 Earnings, Regulation FD, Other Events, Exhibits
8-K 2019-10-07 Officers
8-K 2019-10-07 Earnings, Exhibits
8-K 2019-09-10 Regulation FD, Exhibits
8-K 2019-08-15 Officers
8-K 2019-08-09 Regulation FD, Exhibits
8-K 2019-08-08 Enter Agreement, Exhibits
8-K 2019-07-25 Earnings, Regulation FD, Other Events, Exhibits
8-K 2019-07-18 Accountant, Exhibits
8-K 2019-07-11 Shareholder Vote
8-K 2019-07-09 Earnings, Exhibits
8-K 2019-06-05 Regulation FD, Exhibits
8-K 2019-06-05 Regulation FD, Exhibits
8-K 2019-05-09 Regulation FD, Exhibits
8-K 2019-04-25 Earnings, Regulation FD, Other Events, Exhibits
8-K 2019-04-09 Enter Agreement, Shareholder Rights, Enter Agreement, Other Events, Exhibits
8-K 2019-04-08 Earnings, Exhibits
8-K 2019-04-02 Officers
8-K 2019-03-11 Regulation FD, Exhibits
8-K 2019-02-28 Earnings, Regulation FD, Other Events, Exhibits
8-K 2019-02-08 Regulation FD, Exhibits
8-K 2019-02-04 Officers
8-K 2019-01-08 Earnings, Exhibits
8-K 2018-12-10 Regulation FD, Exhibits
8-K 2018-11-28 Officers
8-K 2018-11-09 Regulation FD, Exhibits
8-K 2018-10-25 Earnings, Regulation FD, Other Events, Exhibits
8-K 2018-10-22 Officers
8-K 2018-10-04 Earnings, Exhibits
8-K 2018-09-14 Officers
8-K 2018-09-11 Regulation FD, Exhibits
8-K 2018-08-13 Regulation FD, Exhibits
8-K 2018-07-26 Earnings, Regulation FD, Other Events, Exhibits
8-K 2018-07-12 Shareholder Vote
8-K 2018-07-09 Earnings, Exhibits
8-K 2018-07-06 M&A, Exhibits
8-K 2018-06-08 Regulation FD, Exhibits
8-K 2018-05-29 Enter Agreement, Exhibits
8-K 2018-05-09 Regulation FD, Exhibits
8-K 2018-04-26 Earnings, Regulation FD, Other Events, Exhibits
8-K 2018-04-06 Regulation FD, Exhibits
8-K 2018-03-27 Other Events, Exhibits
8-K 2018-03-12 Earnings, Exhibits
8-K 2018-03-08 Earnings, Regulation FD, Other Events, Exhibits
8-K 2018-02-08 Regulation FD, Exhibits
8-K 2018-01-17 Officers
8-K 2018-01-10 Regulation FD, Exhibits

Gain Capital Financials

GCAP Metrics, Comps, Filings

Quarterly | Annual

Business

We are a global provider of trading services and solutions, specializing in over-the-counter, or OTC, and exchange-traded markets. Our retail and futures segments service customers in more than 180 countries worldwide, and we conduct business from our offices in Bedminster, New Jersey; New York, New York; Chicago, Illinois; Powell, Ohio; London, England; Tokyo, Japan; Sydney, Australia; Shanghai, China; Hong Kong; Dubai, U.A.E.; Krakow, Poland and Singapore.

We have invested considerable resources since our inception to develop our proprietary trading platforms to provide our customers with advanced price discovery, trade execution and order management functions, while improving our ability to acquire and service our customers efficiently, as well as manage market and credit risk associated with our customer's trading activity. Today our customers can trade through web-based, downloadable and mobile trading platforms and have access to innovative trading tools to assist them with research and analysis, trade execution and account management.

We operate our business in two segments. Through our retail segment, we provide customers around the world access to a diverse range of global financial markets. We offer our customers access to over 15,000 global financial markets, including spot foreign exchange (forex), precious metals trading, as well as contracts for difference (CFDs), which are investment products with returns linked to the performance of underlying assets. We offer CFDs on currencies, commodities, indices, individual equities, cryptocurrencies, bonds, options and interest rate products. In the United Kingdom, we offer spread bets, which are investment products similar to CFDs, but that offer more favorable tax treatment for residents of that country. In addition to these OTC products, our futures segment offers exchange-traded futures and options on futures on more than 30 global exchanges. Each of our operating segments is discussed in more detail below. For financial information regarding our segments, please refer to Note 23 to our audited consolidated financial statements included in this Annual Report.


Valuation ($BB)

Market Cap, Enterprise Value

Balance Sheet ($BB)

Assets, Equity

Income Statement ($BB Quarterly)

Revenue, G Profit, Net Income

Cash Flow ($BB Quarterly)

Ops, Inv, Fin

Comps ($MM TTM) Market Cap Gross Margin EV/EBITDA Ret on Assets Assets Liabilities Revenue G Profit Net Income EBITDA EV
Piper Jaffray (PJC) 1,021 0% 7.1 7% 1,344 582 800 0 100 141 997
Wisdomtree Investments (WETF) 941 77% 30.6 2% 954 457 132 101 15 34 1,034
INTL FCStone (INTL) 813 3% -6.5 1% 9,936 9,342 26,345 841 67 227 -1,470
Associated Capital Group (AC) 800 0% 11.7 3% 993 55 15 0 31 38 449
Ladenburg Thalmann (LTS) 561 0% 6.4 4% 801 414 1,380 0 31 74 476
Gamco Investors (GBL) 506 0% 4.3 45% 179 147 307 0 81 103 444
Cowen (COWN) 480 0% 7.1 1% 4,817 3,567 1,028 0 34 58 415
Oppenheimer Holdings (OPY) 429 0% 6.4 2% 2,203 1,637 981 0 36 86 553
Greenhill (GHL) 318 0% 8.3 -3% 459 430 283 0 -13 24 201
Siebert Financial (SIEB) 247 0% 21.3 40% 24 4 27 0 10 11 243
Gain Capital (GCAP) 208 -3% 104.0 -2% 1,288 1,035 169 -5 -32 -7 -777
Net 1 UEPS (UEPS) 203 40% -0.4 -45% 671 263 316 126 -304 -251 107
China Finance Online (JRJC) 90 0% 81 54 0 0 0 0 77
JMP Group (JMP) 72 0% 6.7 0% 233 162 64 0 1 16 109
National Holdings (NHLD) 35 0% 1.5 0% 81 30 214 0 0 2 3
Payment Data Systems (PYDS) 30 22% -6.1 -7% 60 50 24 5 -4 -2 14
Cohen (COHN) 7 0% -37.7 -0% 7,447 7,408 49 0 -3 -1 39
XP (XP)
Ladenburg Thalmann Financial Services (LTSF) 0% 0.9 4% 818 569 1,429 0 32 73 64
Usio (USIO) 21% 6.8 -6% 62 54 21 4 -4 -2 -14

Balance Sheet ($MM)2011-06-302011-09-302011-12-312012-03-312012-09-302012-12-312013-03-312013-06-302013-09-302013-12-312014-03-312014-06-302014-09-302014-12-312015-03-312015-06-302015-09-302015-12-312016-03-312016-06-302016-09-302016-12-312017-03-312017-06-302017-09-302017-12-312018-03-312018-06-302018-09-302018-12-312019-03-312019-06-302019-09-30
Cash3463713713514274464574776847398068408507608271,1099869218761,0611,0559451,0429479609791,2031,2811,2501,017993968985
Accounts Receivable564346445555864667100
Inventory
PP&E7788273031324244474949505167727580828590951021099399979191302929
Assets4914955065056206306506891,0121,1111,1871,2151,2601,1861,2391,6411,5161,4251,3971,5721,5421,4301,4931,4161,4291,4491,4551,4751,4421,3331,3241,3041,288
Accounts Payable
Long-Term Debt
Liabilities3253243413414504664875107898779409709979119571,2951,1731,1081,0781,2551,2361,1291,2141,1201,1361,1581,1471,1191,0831,0351,0551,0411,035
Stockholders' Equity166171165164170164164179223234239237252265272333332306307304293294273291289286306353357298269263253
Income Statement ($MM)2011-06-302011-09-302011-12-312012-03-312012-09-302012-12-312013-03-312013-06-302013-09-302013-12-312014-03-312014-06-302014-09-302014-12-312015-03-312015-06-302015-09-302015-12-312016-03-312016-06-302016-09-302016-12-312017-03-312017-06-302017-09-302017-12-312018-03-312018-06-302018-09-302018-12-312019-03-312019-06-302019-09-30
Revenue357263
Cost of Revenue585957
Gross Profit3228337-1327157331931-23136
R&D
SG&A9987671111111715191414142324222222182119201820192122232224
Tax649-11-81731408563-40-325-36040-04-0462-1
Net Income108-3-13-4417642-516189-8916912-421-1914-2-4166712-2-281-2
Cash Flow ($MM)2011-06-302011-09-302011-12-312012-03-312012-09-302012-12-312013-03-312013-06-302013-09-302013-12-312014-03-312014-06-302014-09-302014-12-312015-03-312015-06-302015-09-302015-12-312016-03-312016-06-302016-09-302016-12-312017-03-312017-06-302017-09-302017-12-312018-03-312018-06-302018-09-302018-12-312019-03-312019-06-302019-09-30
Cash Operating329-58-3252-9-2910-2710254-375459234-8715424-351936-9-214-17-23-742
Cash Investing-1-2-139-1-1-6-2-10-1-24-0-1-102-7-6-6-5-14-11-6-7-4-492-6-6-4-5
Cash Financing-5-5-10-28-2-1340-1-1-2-2-10-2-8-6-7-4-3-7-9-7-3-3-6-6-6-6-4-2